UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

WASHINGTON, D.C. 20549

______________

FORM 6-K

REPORT OF FOREIGN PRIVATE ISSUER

PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE

SECURITIES EXCHANGE ACT OF 1934

For the month of: November 2016

Commission File Number: 000-53826

PLASTEC TECHNOLOGIES, LTD.

(Translation of registrant’s name into English)

c/o Unit 01, 21/F, Aitken Vanson Centre, 61 Hoi Yuen Road, Kwun Tong, Kowloon, Hong Kong

(Address of Principal Executive Offices)

Indicate by check mark whether the registrant files or will file annual reports under cover Form 20-F or Form 40-F. Form 20-F x  Form 40-F ¨

Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(1): _____

Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(7): _____

Indicate by check mark whether the registrant by furnishing the information contained in this Form is also thereby furnishing the information to the Commission pursuant to Rule 12g3-2(b) under the Securities Exchange Act of 1934. Yes ¨  No x

If “Yes” is marked, indicate below the file number assigned to the registrant in connection with Rule 12g3-2(b): 82-___________.

Unaudited Financial Statements

This Report of Foreign Private Issuer on Form 6-K by Plastec Technologies, Ltd. (“we, “us”, “our” or the “Company”) contains the Company’s unaudited financial results for its fiscal year 2016 third quarter and nine months ended September 30, 2016.

As previously reported, subsequent to the quarter end reported on in this Report of Foreign Private Issuer on Form 6-K, on October 11, 2016, we consummated the transactions contemplated by a Share Transfer Agreement (the “Agreement”) with Shanghai Yongli Belting Co., Ltd. (“SYB”) and its wholly-owned subsidiary, Shanghai Yongjing Investment Management Co., Ltd. (“SYIM”). Pursuant to the Agreement, SYIM, through a wholly-owned Hong Kong subsidiary, purchased the entirety of our shareholding interests in Plastec International Holdings Limited (“Plastec”) for an aggregate purchase price of RMB 1,250,000,000 (or US$187,088,571), in cash (the “Transfer Price”). As a result, we no longer own Plastec. Following consummation of the transactions described above, our only operations will generally be to (i) complete the construction of our manufacturing plant in Kai Ping, China which is intended to be disposed of to SYB prior to its official operation at a price equivalent to the capital used for its construction, subject to terms and specifics to be agreed upon by the parties concerned in due course, (ii) collect rental income from certain property we own and that is being leased to one of Plastec’s subsidiaries, (iii) collect any payments we may receive upon Plastec achieving the performance targets for the years ended December 31, 2016, 2017 and 2018 as described in the Agreement and (iv) to explore other investment opportunities.

Forward Looking Statement

This Report of Foreign Private Issuer on Form 6-K contains forward-looking statements within the meaning of Section 27A of the Securities Act of 1933, and Section 21E of the Securities Exchange Act of 1934. These statements relate to future events or the Company’s future financial performance. The Company has attempted to identify forward-looking statements by terminology including “anticipates”, “believes”, “expects”, “can”, “continue”, “could”, “estimates”, “intends”, “may”, “plans”, “potential”, “predict”, “should” or “will” or the negative of these terms or other comparable terminology. These statements are only predictions, uncertainties and other factors may cause the Company’s actual results, levels of activity, performance or achievements to be materially different from any future results, levels of activity, performance or achievements expressed or implied by these forward-looking statements. The information in this Report of Foreign Private Issuer on Form 6-K is not intended to project future performance of the Company. Although the Company believes that the expectations reflected in the forward-looking statements are reasonable, the Company cannot and does not guarantee future results, levels of activity, performance or achievements.

The forward-looking statements included in this Report of Foreign Private Issuer on Form 6-K are subject to risks, uncertainties and assumptions about our businesses and business environments. These statements reflect our current views with respect to future events and are not a guarantee of future performance. Actual results of our operations may differ materially from information contained in the forward-looking statements as a result of risk factors detailed in the Company’s filings with the Securities and Exchange Commission.

PLASTEC TECHNOLOGIES, LTD.

CONSOLIDATED BALANCE SHEETS

(Hong Kong dollars in thousands, except number of shares, per share data and unless otherwise stated)

PLASTEC TECHNOLOGIES, LTD.

CONSOLIDATED STATEMENTS OF INCOME AND COMPREHENSIVE INCOME (Unaudited)

(Hong Kong dollars in thousands, except number of shares, per share data and unless otherwise stated)

PLASTEC TECHNOLOGIES, LTD.

CONSOLIDATED STATEMENTS OF SHAREHOLDERS’ EQUITY (Unaudited)

(Hong Kong dollars in thousands, except number of shares, per share data and unless otherwise stated)

PLASTEC TECHNOLOGIES, LTD.

CONSOLIDATED STATEMENTS OF CASH FLOWS (Unaudited)

(Hong Kong dollars in thousands, except number of shares, per share data and unless otherwise stated)

Plastec Technologies, Ltd.

Management discussion and analysis

General

The unaudited consolidated financial statements have been prepared in accordance with accounting principles generally accepted in the United States of America (“USGAAP”). The preparation of financial statements in conformity with USGAAP requires management to make estimates and assumptions that reported amounts of assets and liabilities at the date of the financial statements and the amount of expenses reported during the period. Actual results could differ from those estimates. Unless otherwise indicated, all financial information presented in HK$ may be converted to US$ using the exchange rate of 7.8 HK$ for every 1 US$.

Results of Operations

Operating results for the third quarter ended September 30, 2016 compared to the third quarter ended September 30, 2015

We recorded an approximately 9.3% increase in revenue for the third quarter ended September 30, 2016 to HK$394.4 million compared to the corresponding period in the prior year, underpinned by an increase in sales in China along with our continued focus on soliciting new orders from customers.

Accordingly, our gross profit increased by approximately 4.7%, or HK$4.9 million to HK$108.3 million compared to the corresponding period in the prior year. The increase in gross profit was attributable to our on-going efforts in streamlining our manufacturing operation and process to reduce costs. Gross profit margin decreased to 27.5% from 28.7% compared to the corresponding period in the prior year. Income before income tax expenses increased by approximately 15.6%, or HK$8.6 million to HK$63.5 million compared to the corresponding period in the prior year.

Income tax expense was HK$17.1 million compared to HK$4.5 million in the corresponding period in the prior year, representing an effective income tax rate of 26.9% compared to 8.2% in the corresponding prior year period.

Net income after tax decreased by approximately by 8.0%, or HK$4.0 million to HK$46.4 million in the third quarter ended September 30, 2016, compared to the corresponding period in the prior year.

Operating results for the nine months ended September 30, 2016 compared to the nine months ended September 30, 2015

We recorded an approximately 9.9% increase in revenue for the nine months ended September 30, 2016 to HK$1,073.5 million compared to the corresponding period in the prior year, as a result of our continued focus on soliciting new orders from existing customers as well as new customers throughout this period.

Our gross profit increased by approximately 23.5%, or HK$58.2 million to HK$305.4 million compared to the corresponding period in the prior year. The increase in gross profit was attributable to better margins on our products and our on-going efforts in cost control throughout the period. Gross profit margin improved to 28.4% from 25.3% compared to the corresponding period in the prior year. We recorded an approximately 47.7% increase in income before income tax expenses to HK$188.93 million compared to the corresponding period in the prior year.

Income tax expense was HK$33.0 million compared to HK$15.0 million in the corresponding period in the prior year, representing an effective income tax rate of 17.5% compared to 11.7% in the corresponding period in the prior year.

Balance sheet positions as at September 30, 2016 compared to December 31, 2015

Total assets increased by HK$1,166.0 million or approximately 89.5% to HK$2,468.9 million as of September 30, 2016 compared to HK$1,302.9 million as of December 31, 2015. This increase was mainly attributable to a HK$1,143.5 million increase in cash and cash equivalents which included the receipt of the initial portion of the Transfer Price of approximately HK$1,017.4 million, HK$48.5 million increase in trade receivables and a HK$31.5 million increase in bills receivable, against a HK$35.7 million decrease in net book values of fixed assets and a HK$19.9 million decrease in inventories.

Total liabilities increased by HK$1,053.8 million or approximately 291.0% to HK$1,416.0 million as of September 30, 2016 compared to HK$362.2 million as of December 31, 2015. This increase was mainly attributable to a HK$1,041.1 million increase in other payables and accruals which included the above mentioned initial portion of the Transfer Price, and a HK$15.0 million increase in tax payable, against a HK$5.8 million decrease in bank borrowings.

Cashflow analysis

We have relied primarily upon internally generated funds and bank borrowings to finance our operations and expansion.

For the nine months ended September 30, 2016, we recorded HK$1,156.9 million cash inflow as compared to HK$40.6 million cash outflow in the same corresponding period in the prior year.

We generated HK$210.2 million cash inflow from operating activities as compared to HK$170.2 million cash inflow in the corresponding period in the prior year. Net cash generated from investing activities was HK$982.8 million which included our receipt of the above mentioned initial portion of the Transfer Price, compared to HK$98.0 million net cash used in investing activities in the corresponding period in the prior year.

Net cash used in financing activities for the period was HK$36.1 million which included dividends payment of HK$30.3 million, compared to HK$112.8 million net cash used in financing activities in the corresponding period in the prior year which included dividends payment in aggregate of HK$121.1 million.

Following the receipt of the above-mentioned initial portion of the Transfer Price, we declared a special cash dividend of US$8.00 on each outstanding ordinary share which was paid on November 1, 2016 to our shareholders of record as of October 25, 2016.

Off-Balance Sheet Arrangements

The Company has not entered into any financial guarantees or other commitments to guarantee the payment obligations of third parties. The Company has not entered into any derivative contracts that are indexed to its shares and classified as shareholder’s equity or that are not reflected in its combined financial statements. Furthermore, the Company does not have any retained or contingent interest in assets transferred to an unconsolidated entity that serves as credit, liquidity or market risk support to such entity. The Company does not have any variable interest in any unconsolidated entity that provides financing, liquidity, market risk or credit support to it or that engages in leasing, hedging or research and development services with the Company. There are no off-balance sheet arrangements that have or are reasonably likely to have a current or future effect on the Company’s financial condition, net sales or expenses, results of operations, liquidity, capital expenditures or capital resources that are material to an investor.

SIGNATURE

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

Dated:  November 15, 2016